PPrivate Fund Data Log in Join · $37/mo

Richard Scott Dooley

Chief Compliance Officer/CcoKkm Financial LLCCRD 5879453

About Richard Scott Dooley

Richard Scott Dooley is listed as Chief Compliance Officer/Cco at Kkm Financial LLC in Chicago, IL. Form ADV reports a beneficial ownership band of Under 5%. Richard Scott Dooley is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Kkm Financial LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Richard Scott Dooley work?

Richard Scott Dooley is listed as Chief Compliance Officer/Cco at Kkm Financial LLC on SEC Form ADV.

How much of Kkm Financial LLC does Richard Scott Dooley own?

Form ADV reports a beneficial ownership band of Under 5%.

Kkm Financial LLC

TitleChief Compliance Officer/Cco
OwnershipUnder 5%
Control personYes
Since2018
View Kkm Financial LLC →

Savoie Capital LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2013
View Savoie Capital LLC →