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Robert Barry Kaplan

Chief Compliance Officer And SecretaryAscensus Investment Advisors, LLCCRD 1286735

About Robert Barry Kaplan

Robert Barry Kaplan is listed as Chief Compliance Officer And Secretary at Ascensus Investment Advisors, LLC in Newton, MA. Form ADV reports a beneficial ownership band of Under 5%. Robert Barry Kaplan is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Ascensus Investment Advisors, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Robert Barry Kaplan work?

Robert Barry Kaplan is listed as Chief Compliance Officer And Secretary at Ascensus Investment Advisors, LLC on SEC Form ADV.

How much of Ascensus Investment Advisors, LLC does Robert Barry Kaplan own?

Form ADV reports a beneficial ownership band of Under 5%.

Ascensus Investment Advisors, LLC

TitleChief Compliance Officer And Secretary
OwnershipUnder 5%
Control personYes
Since2018
View Ascensus Investment Advisors, LLC →

Newport Group Consulting, LLC

TitleChief Compliance Officer And Secretary
OwnershipUnder 5%
Control personYes
Since2022
View Newport Group Consulting, LLC →