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Roger Matthew Tullis

Managing Member & Chief Compliance OfficerRegents Partners, LLCCRD 2191556

About Roger Matthew Tullis

Roger Matthew Tullis is listed as Managing Member & Chief Compliance Officer at Regents Partners, LLC. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Regents Partners, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Roger Matthew Tullis work?

Roger Matthew Tullis is listed as Managing Member & Chief Compliance Officer at Regents Partners, LLC on SEC Form ADV.

How much of Regents Partners, LLC does Roger Matthew Tullis own?

Form ADV reports a beneficial ownership band of Over 75%.

Regents Partners, LLC

TitleManaging Member & Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2020
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