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Rosa Esmeralda Licea-Mailloux

Chief Compliance OfficerMassachusetts Financial Services CompanyCRD 4817251

About Rosa Esmeralda Licea-Mailloux

Rosa Esmeralda Licea-Mailloux is listed as Chief Compliance Officer at Massachusetts Financial Services Company in Boston, MA. Form ADV reports a beneficial ownership band of Under 5%. Rosa Esmeralda Licea-Mailloux is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Massachusetts Financial Services Company
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Rosa Esmeralda Licea-Mailloux work?

Rosa Esmeralda Licea-Mailloux is listed as Chief Compliance Officer at Massachusetts Financial Services Company on SEC Form ADV.

How much of Massachusetts Financial Services Company does Rosa Esmeralda Licea-Mailloux own?

Form ADV reports a beneficial ownership band of Under 5%.

Massachusetts Financial Services Company

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022
View Massachusetts Financial Services Company →

Mfs Institutional Advisors Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022
View Mfs Institutional Advisors Inc. →