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Scott Robert Frank

Managing Member, Chief Compliance OfficerStone Steps Financial, LLCCRD 5408098

About Scott Robert Frank

Scott Robert Frank is listed as Managing Member, Chief Compliance Officer at Stone Steps Financial, LLC in Encinitas, CA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Stone Steps Financial, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Scott Robert Frank work?

Scott Robert Frank is listed as Managing Member, Chief Compliance Officer at Stone Steps Financial, LLC on SEC Form ADV.

How much of Stone Steps Financial, LLC does Scott Robert Frank own?

Form ADV reports a beneficial ownership band of Over 75%.

Stone Steps Financial, LLC

TitleManaging Member, Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2015
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