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Stephen Gerard Simon

Chief Compliance Officer & Chief Legal OfficerPeregrine Capital Management, LLCCRD 4871134

About Stephen Gerard Simon

Stephen Gerard Simon is listed as Chief Compliance Officer & Chief Legal Officer at Peregrine Capital Management, LLC in Minneapolis, MN. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Peregrine Capital Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Stephen Gerard Simon work?

Stephen Gerard Simon is listed as Chief Compliance Officer & Chief Legal Officer at Peregrine Capital Management, LLC on SEC Form ADV.

How much of Peregrine Capital Management, LLC does Stephen Gerard Simon own?

Form ADV reports a beneficial ownership band of Under 5%.

Peregrine Capital Management, LLC

TitleChief Compliance Officer & Chief Legal Officer
OwnershipUnder 5%
Control personYes
Since2020