Stephen Michael Mangold is listed as Chief Compliance Officer at Sanders Morris LLC on SEC Form ADV.
Form ADV reports a beneficial ownership band of Under 5%.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2019 |
| Title | Chief Executive Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2019 |
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |