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Stephen Roman

Chief Compliance OfficerCion Grosvenor Management, LLCCRD 6630227

About Stephen Roman

Stephen Roman is listed as Chief Compliance Officer at Cion Grosvenor Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Stephen Roman is associated with 3 registered advisers.

Reported ownership

Owns Under 5% of Cion Grosvenor Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Stephen Roman work?

Stephen Roman is listed as Chief Compliance Officer at Cion Grosvenor Management, LLC on SEC Form ADV.

How much of Cion Grosvenor Management, LLC does Stephen Roman own?

Form ADV reports a beneficial ownership band of Under 5%.

Cion Grosvenor Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
View Cion Grosvenor Management, LLC →

Cion Investment Management II, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2019
View Cion Investment Management II, LLC →

Cion Investment Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2016
View Cion Investment Management, LLC →