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Steven G. Blum

Member, Chief Compliance OfficerSteven G. Blum and Associates, LLCCRD 4572091

About Steven G. Blum

Steven G. Blum is listed as Member, Chief Compliance Officer at Steven G. Blum and Associates, LLC in Swarthmore, PA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Steven G. Blum and Associates, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Steven G. Blum work?

Steven G. Blum is listed as Member, Chief Compliance Officer at Steven G. Blum and Associates, LLC on SEC Form ADV.

How much of Steven G. Blum and Associates, LLC does Steven G. Blum own?

Form ADV reports a beneficial ownership band of Over 75%.

Steven G. Blum and Associates, LLC

TitleMember, Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2004
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