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Teresa Marie Schafer

Chief Compliance OfficerSargent Investment Group, LLCCRD 1657564

About Teresa Marie Schafer

Teresa Marie Schafer is listed as Chief Compliance Officer at Sargent Investment Group, LLC in Bethesda, MD. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Sargent Investment Group, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Teresa Marie Schafer work?

Teresa Marie Schafer is listed as Chief Compliance Officer at Sargent Investment Group, LLC on SEC Form ADV.

How much of Sargent Investment Group, LLC does Teresa Marie Schafer own?

Form ADV reports a beneficial ownership band of Under 5%.

Sargent Investment Group, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2018