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Thomas Chapman Fishel

Chief Compliance OfficerFisher Asset Management, LLCCRD 1157055

About Thomas Chapman Fishel

Thomas Chapman Fishel is listed as Chief Compliance Officer at Fisher Asset Management, LLC in Plano, TX. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Fisher Asset Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas Chapman Fishel work?

Thomas Chapman Fishel is listed as Chief Compliance Officer at Fisher Asset Management, LLC on SEC Form ADV.

How much of Fisher Asset Management, LLC does Thomas Chapman Fishel own?

Form ADV reports a beneficial ownership band of Under 5%.

Fisher Asset Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2005