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Thomas Frederick Pflug

Member Manager & Chief Compliance OfficerPflug Koory, LLCCRD 2148752

About Thomas Frederick Pflug

Thomas Frederick Pflug is listed as Member Manager & Chief Compliance Officer at Pflug Koory, LLC in Omaha, NE. Form ADV reports a beneficial ownership band of 50-75%.

Reported ownership

Owns 50-75% of Pflug Koory, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas Frederick Pflug work?

Thomas Frederick Pflug is listed as Member Manager & Chief Compliance Officer at Pflug Koory, LLC on SEC Form ADV.

How much of Pflug Koory, LLC does Thomas Frederick Pflug own?

Form ADV reports a beneficial ownership band of 50-75%.

Pflug Koory, LLC

TitleMember Manager & Chief Compliance Officer
Ownership50-75%
Control personYes
Since2000
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