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Thomas James Claud

Chief Compliance OfficerOneascent Financial Services LLCCRD 6353290

About Thomas James Claud

Thomas James Claud is listed as Chief Compliance Officer at Oneascent Financial Services LLC in Birmingham, AL. Form ADV reports a beneficial ownership band of Under 5%. Thomas James Claud is associated with 4 registered advisers.

Reported ownership

Owns Under 5% of Oneascent Financial Services LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas James Claud work?

Thomas James Claud is listed as Chief Compliance Officer at Oneascent Financial Services LLC on SEC Form ADV.

How much of Oneascent Financial Services LLC does Thomas James Claud own?

Form ADV reports a beneficial ownership band of Under 5%.

Oneascent Financial Services LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022
View Oneascent Financial Services LLC →

Rooted Financial Group, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View Rooted Financial Group, LLC →

Oneascent Family Office LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022
View Oneascent Family Office LLC →

Oneascent Wealth Management LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022
View Oneascent Wealth Management LLC →