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Thomas James Ericson

Senior Compliance OfficerVestgen Advisors, LLCCRD 2334305

About Thomas James Ericson

Thomas James Ericson is listed as Senior Compliance Officer at Vestgen Advisors, LLC in Inverness, IL. Form ADV reports a beneficial ownership band of Under 5%. Thomas James Ericson is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Vestgen Advisors, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas James Ericson work?

Thomas James Ericson is listed as Senior Compliance Officer at Vestgen Advisors, LLC on SEC Form ADV.

How much of Vestgen Advisors, LLC does Thomas James Ericson own?

Form ADV reports a beneficial ownership band of Under 5%.

Vestgen Advisors, LLC

TitleSenior Compliance Officer
OwnershipUnder 5%
Control personNo
Since2024
View Vestgen Advisors, LLC →

Vestgen Investment Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2021
View Vestgen Investment Management, LLC →