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Thomas James Powers

Member/Chief Compliance OfficerMaloon, Powers, Pitre, Higgins & Dennehy, LLCCRD 1871442

About Thomas James Powers

Thomas James Powers is listed as Member/Chief Compliance Officer at Maloon, Powers, Pitre, Higgins & Dennehy, LLC in San Ramon, CA. Form ADV reports a beneficial ownership band of 10-25%.

Reported ownership

Owns 10-25% of Maloon, Powers, Pitre, Higgins & Dennehy, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas James Powers work?

Thomas James Powers is listed as Member/Chief Compliance Officer at Maloon, Powers, Pitre, Higgins & Dennehy, LLC on SEC Form ADV.

How much of Maloon, Powers, Pitre, Higgins & Dennehy, LLC does Thomas James Powers own?

Form ADV reports a beneficial ownership band of 10-25%.

Maloon, Powers, Pitre, Higgins & Dennehy, LLC

TitleMember/Chief Compliance Officer
Ownership10-25%
Control personYes
Since1998
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