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Thomas Joseph Kleptz

Principal And Chief Compliance OfficerOt Financial, LLCCRD 6317813

About Thomas Joseph Kleptz

Thomas Joseph Kleptz is listed as Principal And Chief Compliance Officer at Ot Financial, LLC in Troy, OH. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Ot Financial, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas Joseph Kleptz work?

Thomas Joseph Kleptz is listed as Principal And Chief Compliance Officer at Ot Financial, LLC on SEC Form ADV.

How much of Ot Financial, LLC does Thomas Joseph Kleptz own?

Form ADV reports a beneficial ownership band of Over 75%.

Ot Financial, LLC

TitlePrincipal And Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2010
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