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Thomas K Bauer

Chief Technology OfficerMML Investors Services, LLCCRD 4759472

About Thomas K Bauer

Thomas K Bauer is listed as Chief Technology Officer at MML Investors Services, LLC in Springfield, MA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of MML Investors Services, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas K Bauer work?

Thomas K Bauer is listed as Chief Technology Officer at MML Investors Services, LLC on SEC Form ADV.

How much of MML Investors Services, LLC does Thomas K Bauer own?

Form ADV reports a beneficial ownership band of Under 5%.

MML Investors Services, LLC

TitleChief Technology Officer
OwnershipUnder 5%
Control personYes
Since2017