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Thomas L Cates

MemberWellington Wealth Strategies, LLCCRD 3064356

About Thomas L Cates

Thomas L Cates is listed as Member at Wellington Wealth Strategies, LLC in Indianapolis, IN. Form ADV reports a beneficial ownership band of 10-25%. Thomas L Cates is associated with 2 registered advisers.

Reported ownership

Owns 10-25% of Wellington Wealth Strategies, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas L Cates work?

Thomas L Cates is listed as Member at Wellington Wealth Strategies, LLC on SEC Form ADV.

How much of Wellington Wealth Strategies, LLC does Thomas L Cates own?

Form ADV reports a beneficial ownership band of 10-25%.

Wellington Wealth Strategies, LLC

TitleMember
Ownership10-25%
Control personYes
Since2023
View Wellington Wealth Strategies, LLC →

The Wellington Grp LLC

TitleMember
Ownership10-25%
Control personYes
Since2024
View The Wellington Grp LLC →