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Thomas L Oakes

Chief Compliance Officer/ Member ManagerAmerican Northwest Advisory Services L.L.C.CRD 2469647

About Thomas L Oakes

Thomas L Oakes is listed as Chief Compliance Officer/ Member Manager at American Northwest Advisory Services L.L.C. in Federal Way, WA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of American Northwest Advisory Services L.L.C.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas L Oakes work?

Thomas L Oakes is listed as Chief Compliance Officer/ Member Manager at American Northwest Advisory Services L.L.C. on SEC Form ADV.

How much of American Northwest Advisory Services L.L.C. does Thomas L Oakes own?

Form ADV reports a beneficial ownership band of Over 75%.

American Northwest Advisory Services L.L.C.

TitleChief Compliance Officer/ Member Manager
OwnershipOver 75%
Control personYes
Since1996
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