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W. Alex Liu

Chief Compliance Officer / Chief Operating OfficerWynnefield Capital, Inc.CRD 5284656

About W. Alex Liu

W. Alex Liu is listed as Chief Compliance Officer / Chief Operating Officer at Wynnefield Capital, Inc. in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Wynnefield Capital, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does W. Alex Liu work?

W. Alex Liu is listed as Chief Compliance Officer / Chief Operating Officer at Wynnefield Capital, Inc. on SEC Form ADV.

How much of Wynnefield Capital, Inc. does W. Alex Liu own?

Form ADV reports a beneficial ownership band of Under 5%.

Wynnefield Capital, Inc.

TitleChief Compliance Officer / Chief Operating Officer
OwnershipUnder 5%
Control personYes
Since2018
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