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William Thomas Brooks

Chief Compliance OfficerSynovus Securities, Inc.CRD 5028846

About William Thomas Brooks

William Thomas Brooks is listed as Chief Compliance Officer at Synovus Securities, Inc. in Columbus, GA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Synovus Securities, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does William Thomas Brooks work?

William Thomas Brooks is listed as Chief Compliance Officer at Synovus Securities, Inc. on SEC Form ADV.

How much of Synovus Securities, Inc. does William Thomas Brooks own?

Form ADV reports a beneficial ownership band of Under 5%.

Synovus Securities, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022