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Xiaoxi Chen

Chief Compliance OfficerTransglobal Advisory, LLCCRD 7712972

About Xiaoxi Chen

Xiaoxi Chen is listed as Chief Compliance Officer at Transglobal Advisory, LLC in Monrovia, CA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Transglobal Advisory, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Xiaoxi Chen work?

Xiaoxi Chen is listed as Chief Compliance Officer at Transglobal Advisory, LLC on SEC Form ADV.

How much of Transglobal Advisory, LLC does Xiaoxi Chen own?

Form ADV reports a beneficial ownership band of Under 5%.

Transglobal Advisory, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2024