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16rock Asset Management LLC

CRD 326709SEC# 801-128077New York, NY
Export (members)
No longer SEC-registered. 16rock Asset Management LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Ranks #5,574 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$66.9M
Fund GAV
$13.6M
Private funds
1
Employees
1
Accounts
10
Location
New York, NY

16rock Asset Management LLC assets under management

16rock Asset Management LLC is an investment advisory firm registered with the SEC based in New York, NY. It reports $66.9 million in regulatory assets under management and employs 1 people. 16rock Asset Management LLC manages 1 private fund with combined gross assets of $13.6 million, including 16rock Municipal Opportunities Fund LP. By regulatory assets, it ranks 5,574 of 5,911 private fund managers.

16rock Asset Management LLC private funds

1 funds · $13.6M GAV
FundTypeGross assetsMin.
16rock Municipal Opportunities Fund LPHedge$13.6M$500K

16rock Asset Management LLC owners & executives

4 reported
NameTitleOwnershipSince
16th Amendment Advisors Llc ControlManaging Member50-75%2023
John Joseph Lee ControlChief Compliance OfficerUnder 5%2023
John Joseph Lee ControlChief Compliance Officer25-50%2009
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Frequently asked questions

How much does 16rock Asset Management LLC manage?

16rock Asset Management LLC reports $66.9 million in regulatory assets under management on its Form ADV.

How many private funds does 16rock Asset Management LLC manage?

16rock Asset Management LLC manages 1 private funds with combined gross assets of $13.6 million.

How many employees does 16rock Asset Management LLC have?

16rock Asset Management LLC reports 1 employees.

Where is 16rock Asset Management LLC located?

16rock Asset Management LLC is based in New York, NY.

Does 16rock Asset Management LLC disclose fund performance?

16rock Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

AddressOne Rockefeller Plaza, Suite 2130, New York, NY 10020
Office hours9:00a.m. - 5:00p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$66.9M
Non-discretionary$0
Total (RAUM)$66.9M

Service providers