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John Joseph Lee

Chief Compliance Officer16rock Asset Management LLCCRD 2788664

About John Joseph Lee

John Joseph Lee is listed as Chief Compliance Officer at 16rock Asset Management LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. John Joseph Lee is associated with 4 registered advisers.

Reported ownership

Owns Under 5% of 16rock Asset Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does John Joseph Lee work?

John Joseph Lee is listed as Chief Compliance Officer at 16rock Asset Management LLC on SEC Form ADV.

How much of 16rock Asset Management LLC does John Joseph Lee own?

Form ADV reports a beneficial ownership band of Under 5%.

16rock Asset Management LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023

16th Amendment Advisors LLC

TitleChief Compliance Officer
Ownership25-50%
Control personYes
Since2009

16rock Asset Management LLC

TitleChief Compliance Officer
Ownership25-50%
Control personYes
Since2009

16th Amendment Advisors LLC

TitleTrustee/Member
Ownership25-50%
Control personYes
Since2011