John Joseph Lee is listed as Chief Compliance Officer at 16rock Asset Management LLC on SEC Form ADV.
Form ADV reports a beneficial ownership band of Under 5%.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
| Title | Chief Compliance Officer |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2009 |
| Title | Chief Compliance Officer |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2009 |
| Title | Trustee/Member |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2011 |