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Annex Advisory Services, LLC

● SEC registered since 2004CRD 127987SEC# 801-63505Brookfield, WI
Export (members)
Reg. AUM
$6.95B
Employees
144
Accounts
19,997
Location
Brookfield, WI

Annex Advisory Services, LLC assets under management

Annex Advisory Services, LLC is a registered investment adviser overseen by the SEC based in Brookfield, WI. The firm has been registered since 2004. It reports $6.9 billion in regulatory assets under management and employs 144 people.
annexwealth.wistia.comView on SEC.gov ↗

Annex Advisory Services, LLC owners & executives

4 reported
NameTitleOwnershipSince
David Joseph Spano ControlCeoOver 75%2003
Kristin Zasmeta Reilly ControlChief Financial OfficerUnder 5%2023
Naomi Karol Ackley ControlChief Compliance OfficerUnder 5%2020
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Frequently asked questions

How much does Annex Advisory Services, LLC manage?

Annex Advisory Services, LLC reports $6.9 billion in regulatory assets under management on its Form ADV.

How many employees does Annex Advisory Services, LLC have?

Annex Advisory Services, LLC reports 144 employees.

Where is Annex Advisory Services, LLC located?

Annex Advisory Services, LLC is based in Brookfield, WI and has been SEC-registered since 2004.

Does Annex Advisory Services, LLC disclose fund performance?

Annex Advisory Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address17950 W. Corporate Drive, Suite 300, Brookfield, WI 53045
Phone262-786-6363
Fax262-792-8930
Office hours8:00a.m. - 5:00p.m. Ct
SEC regionChicago Regional Office (CHRO)
CIK1542287
Discloses disciplinary historyNo

Assets under management

Discretionary$6.73B
Non-discretionary$213.8M
Total (RAUM)$6.95B