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Auspicious Financial Planning, LLC

● SEC registered since 2018CRD 297962SEC# 801-113980San Ramon, CA
Export (members)
Reg. AUM
$274.1M
Employees
2
Accounts
614
Location
San Ramon, CA

Auspicious Financial Planning, LLC assets under management

Auspicious Financial Planning, LLC operates as an SEC-registered investment adviser based in San Ramon, CA. The firm has been registered since 2018. It reports $274.1 million in regulatory assets under management and employs 2 people.
www.auspiciousfinancial.comView on SEC.gov ↗

Auspicious Financial Planning, LLC owners & executives

4 reported
NameTitleOwnershipSince
Louis Isaac Dagen ControlChief Compliance OfficerUnder 5%2018
The Louis I. Dagen and Grace W. Chen Revocable Trust ControlManaging MemberOver 75%2018
Grace Wun Chen ControlTrustee50-75%2007
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Frequently asked questions

How much does Auspicious Financial Planning, LLC manage?

Auspicious Financial Planning, LLC reports $274.1 million in regulatory assets under management on its Form ADV.

How many employees does Auspicious Financial Planning, LLC have?

Auspicious Financial Planning, LLC reports 2 employees.

Where is Auspicious Financial Planning, LLC located?

Auspicious Financial Planning, LLC is based in San Ramon, CA and has been SEC-registered since 2018.

Does Auspicious Financial Planning, LLC disclose fund performance?

Auspicious Financial Planning, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2603 Camino Ramon, Suite 200, San Ramon, CA 94583
Phone925-355-1200
Office hoursBy Appointment Only
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$274.1M
Non-discretionary$0
Total (RAUM)$274.1M