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Louis Isaac Dagen

Chief Compliance OfficerAuspicious Financial Planning, LLCCRD 2176866

About Louis Isaac Dagen

Louis Isaac Dagen is listed as Chief Compliance Officer at Auspicious Financial Planning, LLC in San Ramon, CA. Form ADV reports a beneficial ownership band of Under 5%. Louis Isaac Dagen is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Auspicious Financial Planning, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Louis Isaac Dagen work?

Louis Isaac Dagen is listed as Chief Compliance Officer at Auspicious Financial Planning, LLC on SEC Form ADV.

How much of Auspicious Financial Planning, LLC does Louis Isaac Dagen own?

Form ADV reports a beneficial ownership band of Under 5%.

Auspicious Financial Planning, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2018
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Auspicious Financial Planning, LLC

TitleTrustee
Ownership50-75%
Control personYes
Since2007
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