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Avantax Planning Partners, Inc.

● SEC registered since 1996CRD 106237SEC# 801-50939Dubuque, IA
Export (members)
Reg. AUM
$6.93B
Employees
254
Accounts
13,679
Location
Dubuque, IA

Avantax Planning Partners, Inc. assets under management

Avantax Planning Partners, Inc. is an investment advisory firm registered with the SEC based in Dubuque, IA. The firm has been registered since 1996. It reports $6.9 billion in regulatory assets under management and employs 254 people.

Avantax Planning Partners, Inc. owners & executives

23 reported
NameTitleOwnershipSince
Allan Keith Shores ControlCo-TreasurerUnder 5%2024
Andrew David Watts ControlPresidentUnder 5%2024
Avantax Wm Holdings, Inc. ControlSole ShareholderOver 75%2024
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Frequently asked questions

How much does Avantax Planning Partners, Inc. manage?

Avantax Planning Partners, Inc. reports $6.9 billion in regulatory assets under management on its Form ADV.

How many employees does Avantax Planning Partners, Inc. have?

Avantax Planning Partners, Inc. reports 254 employees.

Where is Avantax Planning Partners, Inc. located?

Avantax Planning Partners, Inc. is based in Dubuque, IA and has been SEC-registered since 1996.

Does Avantax Planning Partners, Inc. disclose fund performance?

Avantax Planning Partners, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3390 Asbury Road, Ste. 104, Dubuque, IA 52002-2801
Phone563-582-2855
Fax563-582-1040
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1005441
Discloses disciplinary historyYes

Assets under management

Discretionary$6.93B
Non-discretionary$0
Total (RAUM)$6.93B