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Allan Keith Shores

TreasurerCetera Investment Management LLCCRD 5198775

About Allan Keith Shores

Allan Keith Shores is listed as Treasurer at Cetera Investment Management LLC in Schamburg, IL. Form ADV reports a beneficial ownership band of Under 5%. Allan Keith Shores is associated with 5 registered advisers.

Reported ownership

Owns Under 5% of Cetera Investment Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Allan Keith Shores work?

Allan Keith Shores is listed as Treasurer at Cetera Investment Management LLC on SEC Form ADV.

How much of Cetera Investment Management LLC does Allan Keith Shores own?

Form ADV reports a beneficial ownership band of Under 5%.

Cetera Investment Management LLC

TitleTreasurer
OwnershipUnder 5%
Control personYes
Since2017
View Cetera Investment Management LLC →

Cetera Advisory Services LLC

TitleTreasurer
OwnershipUnder 5%
Control personNo
Since2021
View Cetera Advisory Services LLC →

Cetera Investment Advisers LLC

TitleTreasurer
OwnershipUnder 5%
Control personNo
Since2021
View Cetera Investment Advisers LLC →

Avantax Planning Partners, Inc.

TitleCo-Treasurer
OwnershipUnder 5%
Control personYes
Since2024
View Avantax Planning Partners, Inc. →

Avantax Advisory Services, Inc.

TitleCo-Treasurer
OwnershipUnder 5%
Control personYes
Since2024
View Avantax Advisory Services, Inc. →