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Axos Invest, Inc

● SEC registered since 2014CRD 150953SEC# 801-79951Las Vegas, NV
Export (members)
Reg. AUM
$147M
Employees
13
Accounts
9,625
Location
Las Vegas, NV

Axos Invest, Inc assets under management

Axos Invest, Inc is an investment advisory firm registered with the SEC based in Las Vegas, NV. The firm has been registered since 2014. It reports $147 million in regulatory assets under management and employs 13 people.

Axos Invest, Inc owners & executives

6 reported
NameTitleOwnershipSince
Axos Securities, LLC ControlShareholderOver 75%2020
Derrick Walsh ControlChief Financial OfficerUnder 5%2019
Jeffrey Kent Plummer ControlChief Compliance OfficerUnder 5%2023
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Frequently asked questions

How much does Axos Invest, Inc manage?

Axos Invest, Inc reports $147 million in regulatory assets under management on its Form ADV.

How many employees does Axos Invest, Inc have?

Axos Invest, Inc reports 13 employees.

Where is Axos Invest, Inc located?

Axos Invest, Inc is based in Las Vegas, NV and has been SEC-registered since 2014.

Does Axos Invest, Inc disclose fund performance?

Axos Invest, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9205 W Russell Road, Suite 400, Las Vegas, NV 89148
Phone858-376-6055
Fax858-649-2249
Office hours9:00a.m. To 5:00p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$147M
Non-discretionary$0
Total (RAUM)$147M