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Jeffrey Kent Plummer

Chief Compliance OfficerAxos Invest, IncCRD 4576783

About Jeffrey Kent Plummer

Jeffrey Kent Plummer is listed as Chief Compliance Officer at Axos Invest, Inc in Las Vegas, NV. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Axos Invest, Inc
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Jeffrey Kent Plummer work?

Jeffrey Kent Plummer is listed as Chief Compliance Officer at Axos Invest, Inc on SEC Form ADV.

How much of Axos Invest, Inc does Jeffrey Kent Plummer own?

Form ADV reports a beneficial ownership band of Under 5%.

Axos Invest, Inc

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023