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B. Riley Wealth Advisors, Inc.

● SEC registered since 2005CRD 115927SEC# 801-64837Memphis, TN
Export (members)
Reg. AUM
$7.03B
Employees
350
Accounts
17,372
Location
Memphis, TN

B. Riley Wealth Advisors, Inc. assets under management

B. Riley Wealth Advisors, Inc. is a registered investment adviser overseen by the SEC based in Memphis, TN. The firm has been registered since 2005. It reports $7 billion in regulatory assets under management and employs 350 people.
www.brileywealth.comView on SEC.gov ↗

B. Riley Wealth Advisors, Inc. owners & executives

7 reported
NameTitleOwnershipSince
B. Riley Wealth Management Holdings, Inc. ControlDirect OwnerOver 75%2022
Daniel Ortega ControlChief Compliance OfficerUnder 5%2025
Mary Ann Swain ControlChief Financial OfficerUnder 5%2022
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Frequently asked questions

How much does B. Riley Wealth Advisors, Inc. manage?

B. Riley Wealth Advisors, Inc. reports $7 billion in regulatory assets under management on its Form ADV.

How many employees does B. Riley Wealth Advisors, Inc. have?

B. Riley Wealth Advisors, Inc. reports 350 employees.

Where is B. Riley Wealth Advisors, Inc. located?

B. Riley Wealth Advisors, Inc. is based in Memphis, TN and has been SEC-registered since 2005.

Does B. Riley Wealth Advisors, Inc. disclose fund performance?

B. Riley Wealth Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address40 S. Main St., Suite 1600, Memphis, TN 38103
Phone901-251-1330
Office hours8 a.m. To 4:30 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyYes

Assets under management

Discretionary$5.24B
Non-discretionary$1.78B
Total (RAUM)$7.03B