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Daniel Ortega

Chief Compliance OfficerB. Riley Wealth Advisors, Inc.CRD 3095215

About Daniel Ortega

Daniel Ortega is listed as Chief Compliance Officer at B. Riley Wealth Advisors, Inc. in Memphis, TN. Form ADV reports a beneficial ownership band of Under 5%. Daniel Ortega is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of B. Riley Wealth Advisors, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Daniel Ortega work?

Daniel Ortega is listed as Chief Compliance Officer at B. Riley Wealth Advisors, Inc. on SEC Form ADV.

How much of B. Riley Wealth Advisors, Inc. does Daniel Ortega own?

Form ADV reports a beneficial ownership band of Under 5%.

B. Riley Wealth Advisors, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View B. Riley Wealth Advisors, Inc. →

B. Riley Wealth Private Shares, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025
View B. Riley Wealth Private Shares, LLC →