| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Nam Special Situations Fund I Qp, LLC Series F1 | Private Equity | $19.6M | $25K |
| B. Riley Private Shares Fund 2023-1, LLC | Private Equity | $9.3M | $25K |
| B. Riley Private Shares Fund 2023-3, LLC | Private Equity | $9.2M | $50K |
| Name | Title | Ownership | Since |
|---|---|---|---|
| B. Riley Wealth Management Holdings, Inc. Control | Parent Company | Over 75% | 2021 |
| Daniel Ortega Control | Chief Compliance Officer | Under 5% | 2025 |
| Michael Anthony Mullen Control | Managing Member | Under 5% | 2021 |
B. Riley Wealth Private Shares, LLC reports $41.4 million in regulatory assets under management on its Form ADV.
B. Riley Wealth Private Shares, LLC manages 9 private funds with combined gross assets of $41.4 million.
B. Riley Wealth Private Shares, LLC reports 12 employees.
B. Riley Wealth Private Shares, LLC is based in Memphis, TN and has been SEC-registered since 2021.
B. Riley Wealth Private Shares, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 40 S. Main St., Suite 1600, Memphis, TN 38103 |
| Phone | 901-251-1330 |
| Fax | 901-251-1352 |
| Office hours | 8:00 a.m. - 4:30 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | Yes |
| Discretionary | $41.4M |
| Non-discretionary | $0 |
| Total (RAUM) | $41.4M |