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Babb Wealth Advisors LLC

● SEC registered since 2022CRD 298347SEC# 801-125695Flagstaff, AZ
Export (members)
Reg. AUM
$140.9M
Employees
8
Accounts
810
Location
Flagstaff, AZ

Babb Wealth Advisors LLC assets under management

Babb Wealth Advisors LLC is a registered investment adviser overseen by the SEC based in Flagstaff, AZ. The firm has been registered since 2022. It reports $140.9 million in regulatory assets under management and employs 8 people.

Babb Wealth Advisors LLC owners & executives

4 reported
NameTitleOwnershipSince
Babb Holdings, LLC ControlOwnerOver 75%2025
Kathleen Marie Schroeder ControlChief Compliance OfficerUnder 5%2018
Travis Christopher Babb ControlPresidentUnder 5%2018
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Frequently asked questions

How much does Babb Wealth Advisors LLC manage?

Babb Wealth Advisors LLC reports $140.9 million in regulatory assets under management on its Form ADV.

How many employees does Babb Wealth Advisors LLC have?

Babb Wealth Advisors LLC reports 8 employees.

Where is Babb Wealth Advisors LLC located?

Babb Wealth Advisors LLC is based in Flagstaff, AZ and has been SEC-registered since 2022.

Does Babb Wealth Advisors LLC disclose fund performance?

Babb Wealth Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address19 W. Aspen Avenue, Flagstaff, AZ 86001
Phone928-526-2911
Fax(928) 526-8414
Office hours8:00 a.m. - 5:00 p.m. M-Th 8:00 - 12:00 F
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$140.9M
Non-discretionary$0
Total (RAUM)$140.9M