PPrivate Fund Data Log in Join · $37/mo

Kathleen Marie Schroeder

Chief Compliance OfficerBabb Wealth Advisors LLCCRD 5731595

About Kathleen Marie Schroeder

Kathleen Marie Schroeder is listed as Chief Compliance Officer at Babb Wealth Advisors LLC in Flagstaff, AZ. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Babb Wealth Advisors LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Kathleen Marie Schroeder work?

Kathleen Marie Schroeder is listed as Chief Compliance Officer at Babb Wealth Advisors LLC on SEC Form ADV.

How much of Babb Wealth Advisors LLC does Kathleen Marie Schroeder own?

Form ADV reports a beneficial ownership band of Under 5%.

Babb Wealth Advisors LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2018