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Broadview Financial Management, LLC

● SEC registered since 2013CRD 143550SEC# 801-77625Wauwatosa, WI
Export (members)
Reg. AUM
$623.3M
Employees
9
Accounts
1,273
Location
Wauwatosa, WI

Broadview Financial Management, LLC assets under management

Broadview Financial Management, LLC operates as an SEC-registered investment adviser based in Wauwatosa, WI. The firm has been registered since 2013. It reports $623.3 million in regulatory assets under management and employs 9 people.

Broadview Financial Management, LLC owners & executives

5 reported
NameTitleOwnershipSince
Adam William Dodge ControlOwner & Manager10-25%2016
Amanda Hunn Taylor ControlOwner & Manager10-25%2019
Angela Lynne Pingel ControlOwner, Manager, General Counsel & Cco5-10%2020
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Frequently asked questions

How much does Broadview Financial Management, LLC manage?

Broadview Financial Management, LLC reports $623.3 million in regulatory assets under management on its Form ADV.

How many employees does Broadview Financial Management, LLC have?

Broadview Financial Management, LLC reports 9 employees.

Where is Broadview Financial Management, LLC located?

Broadview Financial Management, LLC is based in Wauwatosa, WI and has been SEC-registered since 2013.

Does Broadview Financial Management, LLC disclose fund performance?

Broadview Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10401 W Innovation Dr, Suite 100, Wauwatosa, WI 53226
Phone414-390-1492
Fax414-390-3737
Office hours8:30 a.m. - 4:30 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1697024
Discloses disciplinary historyNo

Assets under management

Discretionary$622.4M
Non-discretionary$908K
Total (RAUM)$623.3M