PPrivate Fund Data Log in Join · $37/mo

Brock Fiduciary Services LLC

● SEC registered since 2010CRD 153055SEC# 801-71132New York, NY
Export (members)
Reg. AUM
$805M
Employees
5
Accounts
2
Location
New York, NY

Brock Fiduciary Services LLC assets under management

Brock Fiduciary Services LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2010. It reports $805 million in regulatory assets under management and employs 5 people.

Brock Fiduciary Services LLC owners & executives

2 reported
NameTitleOwnershipSince
Brock Capital Group LLC ControlSole MemberOver 75%2010
Charles Lawrence Brock ControlChairman, Chief Executive Officer, And Chief Compliance OfficerUnder 5%2010

Frequently asked questions

How much does Brock Fiduciary Services LLC manage?

Brock Fiduciary Services LLC reports $805 million in regulatory assets under management on its Form ADV.

How many employees does Brock Fiduciary Services LLC have?

Brock Fiduciary Services LLC reports 5 employees.

Where is Brock Fiduciary Services LLC located?

Brock Fiduciary Services LLC is based in New York, NY and has been SEC-registered since 2010.

Does Brock Fiduciary Services LLC disclose fund performance?

Brock Fiduciary Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address505 Park Avenue, 14th Floor, New York, NY 10022
Phone212-209-3000
Fax212-209-3030
Office hours9a.m.-6p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$805M
Non-discretionary$0
Total (RAUM)$805M