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Charles Lawrence Brock

Chairman, Chief Executive Officer, And Chief Compliance OfficerBrock Fiduciary Services LLCCRD 5758862

About Charles Lawrence Brock

Charles Lawrence Brock is listed as Chairman, Chief Executive Officer, And Chief Compliance Officer at Brock Fiduciary Services LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Brock Fiduciary Services LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Charles Lawrence Brock work?

Charles Lawrence Brock is listed as Chairman, Chief Executive Officer, And Chief Compliance Officer at Brock Fiduciary Services LLC on SEC Form ADV.

How much of Brock Fiduciary Services LLC does Charles Lawrence Brock own?

Form ADV reports a beneficial ownership band of Under 5%.

Brock Fiduciary Services LLC

TitleChairman, Chief Executive Officer, And Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2010
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