| Name | Title | Ownership | Since |
|---|---|---|---|
| Wayne Irving Brooks Control | Owner/ Chief Compliance Officer | Over 75% | 2013 |
Brooks, Wayne I reports $51.7 million in regulatory assets under management on its Form ADV.
Brooks, Wayne I reports 3 employees.
Brooks, Wayne I is based in Utica, NY and has been SEC-registered since 2022.
Brooks, Wayne I is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1 Hopper Street, Utica, NY 13501 |
| Phone | 315-734-1410 |
| Fax | 315-734-0173 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
| Discretionary | $51.7M |
| Non-discretionary | $0 |
| Total (RAUM) | $51.7M |