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Wayne Irving Brooks

Owner/ Chief Compliance OfficerBrooks, Wayne ICRD 2142197

About Wayne Irving Brooks

Wayne Irving Brooks is listed as Owner/ Chief Compliance Officer at Brooks, Wayne I in Utica, NY. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Brooks, Wayne I
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Wayne Irving Brooks work?

Wayne Irving Brooks is listed as Owner/ Chief Compliance Officer at Brooks, Wayne I on SEC Form ADV.

How much of Brooks, Wayne I does Wayne Irving Brooks own?

Form ADV reports a beneficial ownership band of Over 75%.

Brooks, Wayne I

TitleOwner/ Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2013