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Brown Financial Management Group, LLC

CRD 282501SEC# 801-107128Latham, NY
Export (members)
No longer SEC-registered. Brown Financial Management Group, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$56.8M
Employees
3
Accounts
111
Location
Latham, NY

Brown Financial Management Group, LLC assets under management

Brown Financial Management Group, LLC is an investment advisory firm registered with the SEC based in Latham, NY. It reports $56.8 million in regulatory assets under management and employs 3 people.

Brown Financial Management Group, LLC owners & executives

1 reported
NameTitleOwnershipSince
Thomas James Brown ControlManaging Member/Chief Compliance OfficerOver 75%2015

Frequently asked questions

How much does Brown Financial Management Group, LLC manage?

Brown Financial Management Group, LLC reports $56.8 million in regulatory assets under management on its Form ADV.

How many employees does Brown Financial Management Group, LLC have?

Brown Financial Management Group, LLC reports 3 employees.

Where is Brown Financial Management Group, LLC located?

Brown Financial Management Group, LLC is based in Latham, NY.

Does Brown Financial Management Group, LLC disclose fund performance?

Brown Financial Management Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address950 New Loudon Road, Suite 105, Latham, NY 12110
Office hours8:00 - 3:00
Discloses disciplinary historyNo

Assets under management

Discretionary$55M
Non-discretionary$1.9M
Total (RAUM)$56.8M