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Thomas James Brown

Managing Member/Chief Compliance OfficerBrown Financial Management Group, LLCCRD 1614783

About Thomas James Brown

Thomas James Brown is listed as Managing Member/Chief Compliance Officer at Brown Financial Management Group, LLC in Latham, NY. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Brown Financial Management Group, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas James Brown work?

Thomas James Brown is listed as Managing Member/Chief Compliance Officer at Brown Financial Management Group, LLC on SEC Form ADV.

How much of Brown Financial Management Group, LLC does Thomas James Brown own?

Form ADV reports a beneficial ownership band of Over 75%.

Brown Financial Management Group, LLC

TitleManaging Member/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2015
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