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Cadaret, Grant & Co., Inc.

CRD 10641SEC# 801-42709Syracuse, NY
Export (members)
No longer SEC-registered. Cadaret, Grant & Co., Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$7.67B
Employees
692
Accounts
25,442
Location
Syracuse, NY

Cadaret, Grant & Co., Inc. assets under management

Cadaret, Grant & Co., Inc. is an investment advisory firm registered with the SEC based in Syracuse, NY. It reports $7.7 billion in regulatory assets under management and employs 692 people.

Cadaret, Grant & Co., Inc. owners & executives

9 reported
NameTitleOwnershipSince
Alexis V Schumann ControlChief Compliance OfficerUnder 5%2024
Aws 4, Inc. ControlShareholderOver 75%2018
Christopher Fredric HerrelHead Of SupervisionUnder 5%2023
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Frequently asked questions

How much does Cadaret, Grant & Co., Inc. manage?

Cadaret, Grant & Co., Inc. reports $7.7 billion in regulatory assets under management on its Form ADV.

How many employees does Cadaret, Grant & Co., Inc. have?

Cadaret, Grant & Co., Inc. reports 692 employees.

Where is Cadaret, Grant & Co., Inc. located?

Cadaret, Grant & Co., Inc. is based in Syracuse, NY.

Does Cadaret, Grant & Co., Inc. disclose fund performance?

Cadaret, Grant & Co., Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address100 Madison Street, Suite 1300, Syracuse, NY 13202
Office hours9:00 a.m. - 5:30 p.m.
Discloses disciplinary historyYes

Assets under management

Discretionary$7.54B
Non-discretionary$127M
Total (RAUM)$7.67B