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Alexis V Schumann

Chief Compliance OfficerCadaret, Grant & Co., Inc.CRD 3157769

About Alexis V Schumann

Alexis V Schumann is listed as Chief Compliance Officer at Cadaret, Grant & Co., Inc. in Syracuse, NY. Form ADV reports a beneficial ownership band of Under 5%. Alexis V Schumann is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Cadaret, Grant & Co., Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Alexis V Schumann work?

Alexis V Schumann is listed as Chief Compliance Officer at Cadaret, Grant & Co., Inc. on SEC Form ADV.

How much of Cadaret, Grant & Co., Inc. does Alexis V Schumann own?

Form ADV reports a beneficial ownership band of Under 5%.

Cadaret, Grant & Co., Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
View Cadaret, Grant & Co., Inc. →

Next Financial Group, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2025
View Next Financial Group, Inc. →