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Caldwell Advisors, LLC

● SEC registered since 2015CRD 144408SEC# 801-106730Brentwood, TN
Export (members)
Reg. AUM
$339.1M
Employees
8
Accounts
493
Location
Brentwood, TN

Caldwell Advisors, LLC assets under management

Caldwell Advisors, LLC is an SEC-registered investment adviser based in Brentwood, TN. The firm has been registered since 2015. It reports $339.1 million in regulatory assets under management and employs 8 people.
www.facebook.com/caldwelladvisorsllcView on SEC.gov ↗

Caldwell Advisors, LLC owners & executives

2 reported
NameTitleOwnershipSince
Billy Ray Caldwell ControlMemberOver 75%2007
Natasha Lee Smith ControlChief Compliance OfficerUnder 5%2022

Frequently asked questions

How much does Caldwell Advisors, LLC manage?

Caldwell Advisors, LLC reports $339.1 million in regulatory assets under management on its Form ADV.

How many employees does Caldwell Advisors, LLC have?

Caldwell Advisors, LLC reports 8 employees.

Where is Caldwell Advisors, LLC located?

Caldwell Advisors, LLC is based in Brentwood, TN and has been SEC-registered since 2015.

Does Caldwell Advisors, LLC disclose fund performance?

Caldwell Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5210 Maryland Way, Ste 202, Brentwood, TN 37027
Phone615-370-8988
Fax615-370-8989
Office hours8:30 a.m. - 4:30 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$331.9M
Non-discretionary$7.2M
Total (RAUM)$339.1M