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Natasha Lee Smith

Chief Compliance OfficerCaldwell Advisors, LLCCRD 3255758

About Natasha Lee Smith

Natasha Lee Smith is listed as Chief Compliance Officer at Caldwell Advisors, LLC in Brentwood, TN. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Caldwell Advisors, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Natasha Lee Smith work?

Natasha Lee Smith is listed as Chief Compliance Officer at Caldwell Advisors, LLC on SEC Form ADV.

How much of Caldwell Advisors, LLC does Natasha Lee Smith own?

Form ADV reports a beneficial ownership band of Under 5%.

Caldwell Advisors, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2022