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Canty Financial Management, Inc.

● SEC registered since 2007CRD 118945SEC# 801-68026Ballston Spa, NY
Export (members)
Reg. AUM
$205.7M
Employees
5
Accounts
911
Location
Ballston Spa, NY

Canty Financial Management, Inc. assets under management

Canty Financial Management, Inc. is an investment advisory firm registered with the SEC based in Ballston Spa, NY. The firm has been registered since 2007. It reports $205.7 million in regulatory assets under management and employs 5 people.
www.cantyfinancial.comView on SEC.gov ↗

Canty Financial Management, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Edward Joseph CantyInvestment Advisor Representative5-10%2017
Joseph William CantyInvestment Advisor Representative5-10%2019
William Joseph Canty ControlChief Compliance OfficerOver 75%2001

Frequently asked questions

How much does Canty Financial Management, Inc. manage?

Canty Financial Management, Inc. reports $205.7 million in regulatory assets under management on its Form ADV.

How many employees does Canty Financial Management, Inc. have?

Canty Financial Management, Inc. reports 5 employees.

Where is Canty Financial Management, Inc. located?

Canty Financial Management, Inc. is based in Ballston Spa, NY and has been SEC-registered since 2007.

Does Canty Financial Management, Inc. disclose fund performance?

Canty Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address20 Church Ave., Ballston Spa, NY 12020
Phone518-885-3230
Fax518-885-2835
Office hours5-Sep
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$191.6M
Non-discretionary$14.2M
Total (RAUM)$205.7M