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William Joseph Canty

Chief Compliance OfficerCanty Financial Management, Inc.CRD 2663724

About William Joseph Canty

William Joseph Canty is listed as Chief Compliance Officer at Canty Financial Management, Inc. in Ballston Spa, NY. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Canty Financial Management, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does William Joseph Canty work?

William Joseph Canty is listed as Chief Compliance Officer at Canty Financial Management, Inc. on SEC Form ADV.

How much of Canty Financial Management, Inc. does William Joseph Canty own?

Form ADV reports a beneficial ownership band of Over 75%.

Canty Financial Management, Inc.

TitleChief Compliance Officer
OwnershipOver 75%
Control personYes
Since2001