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Cape Ann Capital, Inc.

● SEC registered since 2006CRD 128942SEC# 801-66982Manchester, MA
Export (members)
Reg. AUM
$198.8M
Employees
3
Accounts
577
Location
Manchester, MA

Cape Ann Capital, Inc. assets under management

Cape Ann Capital, Inc. operates as an SEC-registered investment adviser based in Manchester, MA. The firm has been registered since 2006. It reports $198.8 million in regulatory assets under management and employs 3 people.
www.facebook.com/cape-ann-capital-639570436490728View on SEC.gov ↗

Cape Ann Capital, Inc. owners & executives

3 reported
NameTitleOwnershipSince
David Allan Umstead ControlPresident, Chief Compliance OfficerOver 75%2006
James Ralph Jasinski ControlChief Executive Officer25-50%2013
Jeremy Distefano ControlPortfolio Manager/Owner25-50%2019

Frequently asked questions

How much does Cape Ann Capital, Inc. manage?

Cape Ann Capital, Inc. reports $198.8 million in regulatory assets under management on its Form ADV.

How many employees does Cape Ann Capital, Inc. have?

Cape Ann Capital, Inc. reports 3 employees.

Where is Cape Ann Capital, Inc. located?

Cape Ann Capital, Inc. is based in Manchester, MA and has been SEC-registered since 2006.

Does Cape Ann Capital, Inc. disclose fund performance?

Cape Ann Capital, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address13 Woodcrest Road, Manchester, MA 01944
Phone978-254-5841
Fax978-254-5461
Office hours9:00 a.m. - 4:00 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyYes

Assets under management

Discretionary$189M
Non-discretionary$9.8M
Total (RAUM)$198.8M